Stock Markets April 14, 2026 05:48 AM

Jefferies Lowers 2026 Small- and Mid-Cap Earnings Growth View to 11.5%

Firm cites higher oil and gasoline prices amid Iran conflict; adjusts outlook using dual scenario weighting

By Avery Klein
Jefferies Lowers 2026 Small- and Mid-Cap Earnings Growth View to 11.5%

Jefferies cut its 2026 earnings growth forecast for small- and mid-cap stocks to 11.5% from 13.5%, attributing the reduction to higher oil and gasoline prices linked to the war in Iran. The firm balanced two scenario outcomes - stronger GDP-driven growth and a weaker outcome tied to rising fuel costs - to arrive at the revised figure, and made several sector positioning changes as a result.

Key Points

  • Jefferies cut its 2026 small- and mid-cap earnings growth forecast to 11.5% from 13.5% due to higher oil and gasoline prices tied to the war in Iran - impacts sectors sensitive to fuel costs.
  • The firm derived the revised forecast by equally weighting two scenarios: a 13.7% outcome when GDP exceeds 2% (the economics team view) and a 9.3% outcome observed when oil and gasoline prices rise year-over-year.
  • Jefferies altered sector positioning - overweight Financials, Health Care and Discretionary; Industrials moved to market weight from overweight due to elevated sentiment and valuations; Staples upgraded to market weight.

Jefferies has revised down its 2026 earnings growth projection for small and mid-cap companies, lowering the rate to 11.5% from a prior estimate of 13.5%. The adjustment reflects the firm's assessment of the economic effect of higher oil and gasoline prices amid the ongoing war in Iran.

In explaining the update, Jefferies said it gave equal weight to two distinct outcomes. One scenario reflects the firm economics team's view - average earnings growth of 13.7% when GDP exceeds 2%. The other draws on historical outcomes when both oil and gasoline prices rise year-over-year, which showed 9.3% earnings growth. Averaging those two figures produced the new 11.5% forecast.

Jefferies noted that analysts across the Street have not broadly cut estimates to the same degree. Current consensus figures sit at approximately 12% for small-cap stocks, about 13% for mid-cap names and roughly 16% for large-cap companies. The firm said the upward movement in large-cap estimates has been driven largely by the X-Sweet 16.

Despite the downward revision, Jefferies emphasized that the 11.5% projection remains above the long-term small-cap earnings growth average of about 8%. The firm also highlighted persistent positive revision activity: the three-month rolling earnings and sales revision ratios have stayed above 1.0 for seven consecutive months, the longest run since the end of Covid.

Alongside the forecast change, Jefferies adjusted its sector stance. The firm moved to overweight positions in Financials, Health Care and Consumer Discretionary. Industrials were downgraded to market weight from overweight, a re-rating the firm attributed to elevated sentiment, recent performance and higher valuations. Consumer Staples were raised to market weight from underweight.

In terms of style and market positioning, Jefferies said small-cap stocks have held up relatively well despite heightened volatility, although quality names within small caps have not outperformed as the firm had expected. The firm reiterated its preference for small-cap over large-cap, a tilt toward value rather than growth, and a bias for cyclical and quality stocks.

The firm’s methodology, the current consensus comparisons and its sector repositioning underscore how Jefferies is adjusting both forecasts and portfolio recommendations in response to commodity-driven pressures and shifting market dynamics.

Risks

  • Rising oil and gasoline prices could dampen earnings growth - this risk is particularly relevant for sectors sensitive to energy costs, including Industrials and consumer-facing companies.
  • Analysts on the Street have not yet meaningfully reduced their forecasts, which could pose a risk if Jefferies' lower scenario materializes and consensus revisions lag - affects small- and mid-cap expectations.
  • Elevated sentiment, strong recent performance and higher valuations in Industrials were cited as reasons for a downgrade to market weight, indicating potential downside risk in that sector if sentiment reverses.

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