Stock Markets April 13, 2026 07:19 AM

Nicola Mining Prices $6.0M NASDAQ ADS Offering at $6.45 Per Share

Vancouver-based miner sets terms for 930,233 ADSs and accompanying warrants; proceeds earmarked for mill expansion and capital needs

By Caleb Monroe NIM
Nicola Mining Prices $6.0M NASDAQ ADS Offering at $6.45 Per Share
NIM

Nicola Mining Inc. has set the terms for an underwritten public offering of 930,233 American Depositary Shares (ADSs) and accompanying warrants, priced at $6.45 per ADS, with expected gross proceeds of $6.0 million before underwriting discounts and expenses. The offering includes a 45-day option for underwriters to purchase additional ADSs and warrants and is expected to close on April 14, 2026, subject to customary conditions.

Key Points

  • Nicola Mining priced 930,233 ADSs and accompanying warrants at $6.45 per ADS, targeting gross proceeds of $6.0 million before fees - impacts capital markets activity for small-cap mining issuers.
  • Proceeds are earmarked for mill expansion, capital expenditures on property and plant and equipment, and general administrative and working capital needs - relevant to the mining and industrial sectors.
  • ADSs began trading on Nasdaq under ticker NICM on April 13, 2026; warrants will not be listed for trading and carry a CAD$12.2213 exercise price with a five-year term.

Nicola Mining Inc. announced the pricing of an underwritten public offering consisting of 930,233 American Depositary Shares (ADSs) and accompanying warrants at a public offering price of $6.45 per ADS. The company, headquartered in Vancouver, said the offering is expected to generate gross proceeds of approximately $6.0 million before deducting underwriter discounts and offering expenses.

Each ADS is contractually tied to 12 common shares of Nicola Mining. The issued warrants accompanying the ADSs carry an exercise price of CAD$12.2213 per ADS, are immediately exercisable upon issuance, and have a term that extends to five years from the original issuance date. While the ADSs began trading on the Nasdaq Capital Market under the symbol "NICM" on April 13, 2026, the warrants will not be listed for trading.

The company has provided the underwriters with a 45-day option to purchase up to an additional 139,534 ADSs and related warrants at the public offering price, less customary underwriting discounts and commissions. Nicola Mining stated the offering is expected to close on April 14, 2026, subject to customary closing conditions.

Nicola Mining outlined intended uses for the net proceeds from the offering, saying funds will be directed toward mill expansion, property, plant and equipment expenditures, and general administrative and working capital purposes. Maxim Group LLC is serving as the sole book-running manager for the transaction.

The offering was carried out under an effective shelf registration statement on Form F-10 that became effective on January 29, 2026. The company also noted that no securities will be offered to Canadian purchasers in connection with this offering.

Nicola Mining operates a fully permitted mill and tailings facility located near Merritt, British Columbia. The company maintains mining and milling profit share agreements with gold projects in the province. Nicola Mining's mineral property holdings include the New Craigmont Project, which spans over 10,800 hectares and lies adjacent to Highland Valley Copper, and the Treasure Mountain Property, covering more than 2,200 hectares.


Timeline and transaction mechanics

  • ADS trading on Nasdaq under "NICM" commenced April 13, 2026.
  • Offering expected to close on April 14, 2026, subject to customary closing conditions.
  • Underwriters hold a 45-day option for up to 139,534 additional ADSs and warrants.

Risks

  • Closing of the offering is subject to customary closing conditions, creating uncertainty around whether the transaction will complete on the expected date - affects the company's near-term liquidity and capital planning.
  • Underwriters have a 45-day option to purchase additional ADSs and warrants, which could lead to further dilution depending on exercise - relevant to shareholders and equity markets.
  • Warrants will not be listed for trading, which may limit liquidity for holders of the warrants and affect their ability to realize value promptly - impacts investors and market access.

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