Insider Trading April 3, 2026

Whitehawk Therapeutics CEO Sells $93,465 in Stock as Company Advances HWK-007 Program

Broker-assisted sale to cover tax obligations follows large option exercises; IND clearance and Phase 1 recruitment underway for PTK7-targeted ADC

By Hana Yamamoto WHWK
Whitehawk Therapeutics CEO Sells $93,465 in Stock as Company Advances HWK-007 Program
WHWK

Whitehawk Therapeutics Chief Executive Officer David James Lennon sold 26,858 shares on April 2, 2026, in a broker-assisted transaction to cover tax obligations tied to restricted stock units. The sale, executed at $3.48 per share for a total of $93,465, comes after Lennon exercised options and received additional shares on April 1, 2026. Separately, Whitehawk has received FDA clearance of an IND for HWK-007 and has begun enrolling patients in a Phase 1 trial targeting lung, ovarian, and endometrial cancers.

Key Points

  • CEO David James Lennon sold 26,858 shares on April 2, 2026, at $3.48 per share, totaling $93,465.
  • The sale was broker-assisted and conducted to cover tax obligations from the vesting of restricted stock units; Lennon also exercised options and received additional shares on April 1, 2026.
  • Whitehawk received FDA clearance for an IND for HWK-007 and has begun Phase 1 patient recruitment, targeting lung, ovarian, and endometrial cancers.

Insider transaction details

Whitehawk Therapeutics (NASDAQ: WHWK) Chief Executive Officer David James Lennon sold 26,858 shares of the company's common stock on April 2, 2026, at a price of $3.48 per share, for an aggregate value of $93,465. The transaction was disclosed in a Form 4 filing with the U.S. Securities and Exchange Commission and is reported as a broker-assisted sale intended to cover tax obligations arising from the vesting of restricted stock units.

The company's share price was trading at $3.51 at the time of the filing, a level close to the price at which the CEO's shares were sold.

Related option activity

On April 1, 2026, Lennon executed option exercises on 775,828 shares of common stock and acquired 831,148 shares through a stock option award. The exercised options carry an exercise price of $3.54 and have an expiration date of April 1, 2036, according to the filing.

Share performance context

Whitehawk's shares have risen 114% over the last 12 months, reflecting notable price movement for the company over that period.

Clinical and regulatory developments

Separately from the insider activity, Whitehawk Therapeutics announced that the U.S. Food and Drug Administration has cleared its Investigational New Drug application for HWK-007, a PTK7-targeted antibody-drug conjugate. The company has initiated patient recruitment for a Phase 1 clinical trial of HWK-007, which will initially evaluate the drug's activity in lung, ovarian, and endometrial cancers.

According to Whitehawk, PTK7 is present in approximately 70% of tumors, a detail the company highlighted when discussing the potential relevance of HWK-007 to its oncology pipeline. The firm characterized these steps as important progress in advancing its cancer drug development efforts.

Takeaway

The insider sale was disclosed as part of standard filings and was executed to satisfy tax liabilities tied to vested equity. At the same time, the company is progressing its clinical program for HWK-007 following FDA IND clearance and the start of Phase 1 enrollment.

Risks

  • Clinical and development risk: The Phase 1 trial for HWK-007 is in early stages and its outcomes remain uncertain - this impacts the biotech and healthcare sectors.
  • Market and stock volatility: Shares have moved substantially over the past year (up 114%), indicating potential price volatility that could affect investors in small-cap biotech stocks.
  • Equity and tax-related liquidity events: Insider transactions linked to vested equity and option exercises can lead to additional share sales to satisfy tax obligations, influencing free float and near-term supply in the market.

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