Insider Trading February 3, 2026

Serina Therapeutics CSO Disposes of $19,680 in Stock as Company Advances SER-252 Program

Chief Scientific Officer sells shares and exercises vested options amid FDA IND clearance and a NYSE listing shortfall

By Sofia Navarro SER
Serina Therapeutics CSO Disposes of $19,680 in Stock as Company Advances SER-252 Program
SER

Serina Therapeutics Chief Scientific Officer Randall Moreadith sold 6,500 shares on February 2, 2026, for $19,680 and simultaneously exercised 6,500 fully vested options at $0.06 per share. The company secured FDA clearance to begin a Phase 1b study of SER-252 and has started site activities in Australia, while facing a New York Stock Exchange notice over listing deficiencies linked to low stockholders' equity and recent losses. Two directors were elected at the 2025 annual meeting to serve through 2028.

Key Points

  • CSO Randall Moreadith sold 6,500 shares on February 2, 2026, for proceeds of $19,680 at prices between $3.00 and $3.05.
  • On the same day, Moreadith exercised 6,500 fully vested options at $0.06 per share, totaling $390; the related option grant expires May 6, 2031.
  • Serina received FDA clearance of its IND for SER-252 to initiate a Phase 1b study, with site-level activity already underway in Australia; the company also received a NYSE notice for listing deficiency due to $1.6 million in stockholders equity and losses in three of the last four fiscal years.

Serina Therapeutics, Inc. (NASDAQ: SER) reported insider activity by its Chief Scientific Officer, Randall Moreadith, who on February 2, 2026 sold 6,500 shares of common stock. The sale generated proceeds totaling $19,680, with trade prices recorded between $3.00 and $3.05 per share.

On the same date, Moreadith exercised options to acquire an additional 6,500 shares of the companys common stock at an exercise price of $0.06 per share, for a total exercise cost of $390. Those options were fully vested and exercisable and originated from a stock option grant that carries an expiration date of May 6, 2031.

Separately, Serina Therapeutics announced regulatory progress for its lead candidate, SER-252. The company received clearance from the U.S. Food and Drug Administration for its Investigational New Drug application for SER-252, which targets advanced Parkinsons disease. With that clearance in hand, Serina is cleared to begin the planned Phase 1b clinical study. The company said site-level activities are already underway in Australia to support the broader global program.

On the corporate and financial front, Serina disclosed that the New York Stock Exchange has notified the company of a listing deficiency. The notice relates to the companys failure to meet certain equity standards, reflecting stockholders equity of $1.6 million and reported losses in three of the last four fiscal years.

In governance developments, at Serinas 2025 Annual Meeting of Stockholders the company announced the election of Steve Ledger and Karen J. Wilson to its board of directors. Both directors received substantial shareholder support and will serve until the 2028 Annual Meeting or until their successors are duly appointed.

Taken together, the transactions and corporate updates mark a period of activity for Serina across multiple fronts - insider transactions and option exercises, regulatory advancement for its clinical program, a listing deficiency notice tied to limited equity and historical losses, and board refreshment through recent elections.

Risks

  • NYSE listing deficiency linked to the companys low stockholders equity of $1.6 million - this raises listing and capital markets risks for the company.
  • Sustained losses in three of the last four fiscal years point to continued financial pressure that may affect funding and operational flexibility.
  • Advancing SER-252 into Phase 1b introduces clinical and regulatory uncertainty as the program progresses, with site activities currently under way in Australia.

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