Insider Trading January 28, 2026

IRIDEX CFO Makes Small Share Purchase as Company Posts Preliminary Revenue Gain

Finance chief buys 1,300 shares amid improving quarterly results and ongoing cash-burn concerns

By Derek Hwang IRIX
IRIDEX CFO Makes Small Share Purchase as Company Posts Preliminary Revenue Gain
IRIX

IRIDEX Corp's Chief Financial Officer, Romeo R. Dizon, purchased 1,300 shares of company stock on January 28, 2026, paying $1.46 per share for a total of $1,898, according to a Form 4 filing with the SEC. The move came as the stock has climbed 34.21% year-to-date, even though InvestingPro data shows the shares remain below its fair value and the company has been cash-negative and unprofitable over the last twelve months. IRIDEX released preliminary, unaudited fourth-quarter revenue estimates showing 15-17% year-over-year growth and reported positive cash flow for the quarter, while projecting positive adjusted EBITDA for full-year 2025.

Key Points

  • CFO Romeo R. Dizon purchased 1,300 IRIDEX shares at $1.46 on January 28, 2026, owning 111,589 shares after the trade.
  • Preliminary Q4 revenue estimated at $14.6M-$14.8M, a 15-17% year-over-year increase; company reported positive Q4 cash flow and expects positive adjusted EBITDA for 2025.
  • IRIDEX shares are up 34.21% year-to-date but trading below InvestingPro Fair Value; company remains unprofitable on a trailing twelve-month basis.

Romeo R. Dizon, the Chief Financial Officer of IRIDEX Corp (NASDAQ: IRIX), reported a purchase of 1,300 shares of the firm's common stock on January 28, 2026, according to a Form 4 filing with the Securities and Exchange Commission. The shares were acquired at $1.46 apiece, bringing the total consideration for the transaction to $1,898.

Following the purchase, the filing shows Dizon now holds 111,589 shares directly. The purchase coincides with a year-to-date share gain of 34.21% for IRIDEX, although InvestingPro indicates the stock is still trading below its InvestingPro Fair Value estimate.

IRIDEX, a medical technology company listed under the ticker IRIX, has a market capitalization of $25.44 million and is scheduled to report quarterly results on March 5, 2026. InvestingPro analysis, cited in the company update, points to ongoing cash consumption and a lack of profitability over the trailing twelve months.


Quarterly operating snapshot

Earlier company disclosures included preliminary, unaudited revenue results for the fourth quarter, with management estimating revenue between $14.6 million and $14.8 million. That range represents an increase of 15% to 17% compared with the same quarter a year earlier. IRIDEX also reported that the quarter produced positive cash flow and that the company expects to post positive adjusted EBITDA for the full year of 2025.

Those preliminary results follow a more challenging Q3 2025. In the third quarter, IRIDEX recorded a net loss of $1.6 million, or $0.09 per share, which missed analyst expectations of a $0.06 loss per share. Revenue in Q3 was $12.5 million, short of the $13.1 million many analysts had forecast.


Clinical data cited

Separately, an independent study published in the journal Ophthalmology and Therapy evaluated IRIDEX's MicroPulse transscleral laser technology for glaucoma retreatment. Conducted at the University Eye Clinic Maastricht, the study reported reductions in intraocular pressure of 25% to 35% among patients three months after retreatment.


What this means

The insider purchase by the CFO is modest in dollar terms relative to IRIDEX's market capitalization. The company is presenting a mixed operational picture: accelerating quarter-over-quarter revenue growth and positive cash flow in the fourth quarter, against a backdrop of trailing twelve-month losses and earlier quarterly misses. Investors will have an opportunity to reassess when IRIDEX releases full results on March 5, 2026.


Summary

IRIDEX's finance chief bought 1,300 shares on January 28 for $1,898 total, bringing his direct holdings to 111,589 shares. The stock has gained 34.21% year-to-date but remains below its InvestingPro Fair Value. Management provided preliminary Q4 revenue guidance showing 15-17% growth year-over-year, reported positive Q4 cash flow, and expects positive adjusted EBITDA for 2025, while InvestingPro notes the company has been burning cash and was not profitable over the last twelve months.

Key points

  • Insider activity: CFO Romeo R. Dizon purchased 1,300 shares at $1.46 each on January 28, 2026, totaling $1,898; his post-transaction direct holdings are 111,589 shares.
  • Financial snapshot: Preliminary Q4 revenue is estimated at $14.6 million to $14.8 million, up 15-17% year-over-year; the quarter generated positive cash flow and the company expects positive adjusted EBITDA for 2025.
  • Market context: IRIDEX shares are up 34.21% year-to-date but still trade below InvestingPro's Fair Value; the company carries a market capitalization of $25.44 million and will report earnings on March 5, 2026.

Risks and uncertainties

  • Profitability and cash flow - InvestingPro indicates IRIDEX has been burning through cash and was not profitable over the last twelve months, creating ongoing financial risk for the small-cap medical technology firm; this affects the healthcare equipment and small-cap equity sectors.
  • Historic execution gaps - In Q3 2025 IRIDEX missed analyst expectations, recording a $1.6 million net loss and reporting revenue below forecasts, demonstrating execution and forecasting risk for investors in medical device stocks.
  • Size and liquidity - With a market capitalization of $25.44 million, IRIDEX is a small-cap company, which can mean limited liquidity and greater share-price volatility in equity markets.

Risks

  • Ongoing cash burn and lack of profitability over the last twelve months - impacts healthcare equipment firms and small-cap equities.
  • Prior quarterly misses, including Q3 2025 net loss of $1.6M and revenue shortfall versus forecasts - indicates execution and forecasting risk in medical device companies.
  • Small market capitalization ($25.44M) - suggests limited liquidity and higher volatility for investors in the stock market.

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