Insider Trading January 27, 2026

Giustra Increases Streamex Stake with $3 Million Purchase

10% owner buys 1,000,000 shares as Streamex closes a $35M offering and moves to prepay convertible debt

By Caleb Monroe STEX
Giustra Increases Streamex Stake with $3 Million Purchase
STEX

Frank Giustra, a roughly 10% owner of Streamex Corp., purchased 1,000,000 shares on January 23, 2026, at $3.00 per share for $3.0 million. The transaction leaves him with 1,178,205 shares held directly and indirectly. The move comes as Streamex completed a public offering that raised about $35 million, finalized terms at $3 per share, and disclosed plans to prepay $50 million of convertible debt plus a 10% premium to YA II PN, LTD.

Key Points

  • Insider purchase - Frank Giustra acquired 1,000,000 Streamex shares on January 23, 2026, at $3.00 per share for $3,000,000, holding 1,178,205 shares thereafter.
  • Equity financing - Streamex completed a public offering that raised about $35 million by selling 11,666,667 shares at $3.00 each, with an underwriters’ option for 1,750,000 additional shares.
  • Corporate actions - The company plans to prepay $50 million in convertible debt plus a 10% premium to YA II PN, LTD, and shareholders approved elections of Morgan Lekstrom and Karl Henry McPhie along with incentive plan amendments.

Frank Giustra, identified as owning approximately 10% of Streamex Corp., purchased 1,000,000 shares of the company’s common stock on January 23, 2026. The shares were acquired at $3.00 apiece, making the disclosed value of the trade $3,000,000.

Following the January 23 transaction, Giustra is reported to hold a total of 1,178,205 shares of Streamex, a position he controls directly and indirectly through an entity over which he exercises voting and dispositive control.

Separately, Streamex completed a public offering that raised approximately $35 million. The company sold 11,666,667 shares at $3.00 per share in the offering, and the deal includes an option for underwriters to purchase an additional 1,750,000 shares.

Streamex also disclosed plans to prepay $50 million in convertible debt, plus a 10% premium, to YA II PN, LTD. In conjunction with the recent financing and corporate actions, shareholders approved several proposals, including the election of Morgan Lekstrom and Karl Henry McPhie to the board of directors and amendments to the company’s incentive plan.

The public offering was managed by Needham & Company and Siebert, each acting as joint book-running managers. Company disclosures indicate that Streamex had initially announced its intention to offer shares subject to market conditions, and that the final terms of the offering were set when the shares were priced at $3.00 each.

These items - the insider purchase by Giustra, the closing of the public offering with an over-allotment option, the planned prepayment of convertible debt, and the shareholder-approved corporate governance changes - are presented together in the company’s recent filings and disclosures as part of Streamex’s latest corporate and financing activities.


Summary

On January 23, 2026, Frank Giustra bought 1,000,000 Streamex shares at $3.00 per share for $3,000,000, increasing his total held position to 1,178,205 shares controlled directly and indirectly. The purchase occurred as Streamex closed a roughly $35 million public offering priced at $3 per share, which included an underwriters’ option for 1,750,000 additional shares. The company also announced plans to prepay $50 million of convertible debt plus a 10% premium to YA II PN, LTD, and reported shareholder approvals for director elections and incentive plan amendments.

Risks

  • Underwriters’ option - The offering includes an option for underwriters to buy an additional 1,750,000 shares, which may or may not be exercised.
  • Market contingency - Streamex had initially stated the offering would be subject to market conditions prior to final pricing, indicating terms were contingent until priced.
  • Planned debt prepayment - Streamex disclosed a plan to prepay $50 million in convertible debt plus a 10% premium to YA II PN, LTD; the disclosure presents this as a planned corporate action rather than an already completed transaction.

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