Insider Trading January 28, 2026

Gabelli Director Buys $28,733 of Trust Shares; Trust Expands Series M Preferred Authorization

Form 4 shows a $28.7k purchase by Director Conn James P as Gabelli Dividend & Income Trust raises Series M cap and signals use of white proxy card for 2026 meeting

By Derek Hwang GDV
Gabelli Director Buys $28,733 of Trust Shares; Trust Expands Series M Preferred Authorization
GDV

Director Conn James P purchased 1,000 shares of Gabelli Dividend & Income Trust (NYSE: GDV) on January 27, 2026, according to a Form 4 filed with the Securities and Exchange Commission. The trust also amended its Statement of Preferences to increase the authorized Series M Cumulative Term Preferred Shares by 10 million to a total of 30 million, and disclosed plans to use a white proxy card for its 2026 annual meeting. The filing noted that as of December 11, 2025, 16,850,000 Series M Preferred Shares were issued and outstanding, leaving 13,150,000 available for future issuance. The SEC filing did not provide additional details on the annual meeting agenda or timing.

Key Points

  • Director Conn James P purchased 1,000 shares of Gabelli Dividend & Income Trust at $28.733 per share on January 27, 2026, for a total of $28,733 - sector impacted: Financials/Asset Management.
  • The trust amended its Statement of Preferences to authorize an additional 10 million Series M Cumulative Term Preferred Shares, increasing total authorized Series M shares to 30 million - sector impacted: Capital Markets/Corporate Finance.
  • As of December 11, 2025, 16,850,000 Series M Preferred Shares were issued and outstanding, leaving 13,150,000 shares available for future issuance; the trust also said it will use a white proxy card for its 2026 annual meeting - sector impacted: Corporate Governance/Investor Relations.

Director Conn James P reported a purchase of 1,000 shares of Gabelli Dividend & Income Trust (NYSE: GDV) on January 27, 2026, in a Form 4 filing with the Securities and Exchange Commission. The filing records the purchase price as $28.733 per share, producing a total transaction value of $28,733.

Separately, the trust disclosed changes to the authorization of its Series M Cumulative Term Preferred Shares. The Statement of Preferences was amended to permit an additional 10 million Series M Preferred Shares, increasing the total authorized amount to 30 million.

The filing provides a snapshot of the Series M share count as of December 11, 2025: 16,850,000 Series M Preferred Shares were issued and outstanding at that date. With the expanded authorization, the trust now has 13,150,000 Series M shares available to issue in the future.

In the same regulatory filing, Gabelli Dividend & Income Trust indicated that it intends to use a white proxy card for its 2026 annual meeting of shareholders. The document did not include further particulars regarding the meeting, including the agenda or the timing.

These disclosures were made through required filings with the SEC and encompass both a director-level open-market purchase and corporate action to expand the trust's preferred share authorization. The filing presents the numerical details on the preferred share authorization and the existing issued balance, while also noting the trust's chosen mechanism for soliciting shareholder votes for the upcoming annual meeting.

The regulatory filing does not add additional context about how the newly authorized preferred shares might be used, nor does it relay any agenda items or dates for the annual meeting. The information is limited to the transaction and the formal amendments and disclosures recorded with the SEC.


Editor note: The facts presented here are taken from the trust's SEC filings and the Form 4 submitted on January 27, 2026.

Risks

  • The SEC filing does not specify how the newly authorized Series M Preferred Shares will be used, creating uncertainty about potential future capital actions - impacts Capital Markets and Corporate Finance.
  • The announcement to use a white proxy card for the 2026 annual meeting lacks accompanying details on agenda items or timing, leaving shareholders without clarity on the matters to be voted - impacts Corporate Governance and Investor Relations.

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